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The following document is from the PRIVACY Forum Archive at Vortex Technology, Woodland Hills, California, U.S.A. For direct web access to the PRIVACY Forum and PRIVACY Forum Radio, including detailed information, archives, keyword searching, and related facilities, please visit the PRIVACY Forum via the web URL: http://www.vortex.com ----------------------------------------------------------------------- PRIVACY Forum Digest Saturday, 10 October 1998 Volume 07 : Issue 17 Moderated by Lauren Weinstein (lauren@vortex.com) Vortex Technology, Woodland Hills, CA, U.S.A. http://www.vortex.com ===== PRIVACY FORUM ===== ------------------------------------------------------------------- The PRIVACY Forum is supported in part by the ACM (Association for Computing) Committee on Computers and Public Policy, "internetMCI" (a service of the Data Services Division of MCI Telecommunications Corporation), Cisco Systems, Inc., and Telos Systems. - - - These organizations do not operate or control the PRIVACY Forum in any manner, and their support does not imply agreement on their part with nor responsibility for any materials posted on or related to the PRIVACY Forum. ------------------------------------------------------------------- CONTENTS Report on Netscape Communicator Privacy Issues and Problems (Lauren Weinstein; PRIVACY Forum Moderator) DoubleClick's "Boomerang" and Cookies (Lauren Weinstein; PRIVACY Forum Moderator) Wiretapping News Items (Lauren Weinstein; PRIVACY Forum Moderator) Ameritech & Privacy Manager (Tom Evert) Re: Cookies (Jon Paul Nollmann) FCC Delays CALEA Until June 2000, Big Privacy Fight Ahead (Ari Schwartz) *** Please include a RELEVANT "Subject:" line on all submissions! *** *** Submissions without them may be ignored! *** ----------------------------------------------------------------------------- The Internet PRIVACY Forum is a moderated digest for the discussion and analysis of issues relating to the general topic of privacy (both personal and collective) in the "information age" of the 1990's and beyond. The moderator will choose submissions for inclusion based on their relevance and content. Submissions will not be routinely acknowledged. All submissions should be addressed to "privacy@vortex.com" and must have RELEVANT "Subject:" lines; submissions without appropriate and relevant "Subject:" lines may be ignored. Excessive "signatures" on submissions are subject to editing. Subscriptions are by an automatic "listserv" system; for subscription information, please send a message consisting of the word "help" (quotes not included) in the BODY of a message to: "privacy-request@vortex.com". Mailing list problems should be reported to "list-maint@vortex.com". All messages included in this digest represent the views of their individual authors and all messages submitted must be appropriate to be distributable without limitations. The PRIVACY Forum archive, including all issues of the digest and all related materials, is available via anonymous FTP from site "ftp.vortex.com", in the "/privacy" directory. Use the FTP login "ftp" or "anonymous", and enter your e-mail address as the password. The typical "README" and "INDEX" files are available to guide you through the files available for FTP access. PRIVACY Forum materials may also be obtained automatically via e-mail through the listserv system. Please follow the instructions above for getting the listserv "help" information, which includes details regarding the "index" and "get" listserv commands, which are used to access the PRIVACY Forum archive. All PRIVACY Forum materials are available through the Internet Gopher system via a gopher server on site "gopher.vortex.com". Access to PRIVACY Forum materials is also available through the Internet World Wide Web (WWW) via the Vortex Technology WWW server at the URL: "http://www.vortex.com"; full keyword searching of all PRIVACY Forum files is available via WWW access. ----------------------------------------------------------------------------- VOLUME 07, ISSUE 17 Quote for the day: "For one who has not lived even a single lifetime, you are a wise man..." -- Count Dracula (Bela Lugosi) "Dracula" (1931; Universal) ---------------------------------------------------------------------- Date: Thu, 8 Oct 98 10:05 PDT From: lauren@vortex.com (Lauren Weinstein; PRIVACY Forum Moderator) Subject: Report on Netscape Communicator Privacy Issues and Problems Greetings. In the last several PRIVACY Forum Digests, I've discussed my efforts to understand and obtain information regarding possible privacy problems in the new Netscape "What's Related" functionalities, which have been included in their Communicator 4.0.6/4.0.7 browsers, and in their 4.5 pre-release browser. This functionality is enabled by default, and no significant information regarding how it operates has been provided within included Netscape user help materials. This has been a more complex and time-consuming undertaking than I originally anticipated, partly due to difficulties in establishing and maintaining communications with the appropriate persons at Netscape. This situation has however improved, and I've recently had a lengthy and very cordial conversation with Netscape's main privacy representative, who clearly seems to understand the issues involved. Whether this will significantly affect the course of the problems is a completely separate issue, since she has told me that she does not have any control over these matters. She has promised me that some additional information concerning these features will be placed on the Netscape web site. Some current events make this whole matter even more important. Netscape's "global public policy manager" was recently quoted regarding the need for consumer privacy (in conjunction with TRUSTe publicity announcements), and Netscape is about to release an add-on for Microsoft's Internet Explorer which would bring "What's Related" functionality to users of that competing browser. Unfortunately, I need to report that the situation regarding the "What's Related" privacy problems may well be even worse than originally anticipated. The ability for the infrastructure created by this system to collect truly massive amounts of information concerning user browsing habits, which in some cases could also be tied to specific users' names and other personal information, should be of serious concern. The amount of information which the browsers can "backchannel" up to Netscape and their partners, even when "What's Related" has not been selected for a specific web site URL, can be very great. For example, it's reported that any link site you select from a "What's Related" reply list is reported back to Netscape, and that in some configurations up to 1,000 of the site URLs you visit after pushing the "What's Related" button may be reported to Netscape as well (an additional three are apparently reported to Netscape in the default configuration)--and that this information is tied to the same user cookies used during registration to download the browser in the first place. I'd like to make a couple of things clear. First, I definitely do not impute any "evil" motives to Netscape regarding any of this. Netscape is an admirable firm with some great products, including their browsers which I myself frequently use. In my discussions with various managers within their organization, I've formed the opinion that a main goal for them right now is to provide useful value-added services to users, which will increase Netscape's status as a major Internet "portal"--to use the term being popularized these days. There's certainly nothing inherently wrong with wanting to do this. It's my belief that the Communicator privacy problems being reported are a side-effect of Netscape's very rapid movement toward achieving this goal, and that they are the result not of a desire to invade privacy, but rather of an incomplete understanding, at various levels within the company, of the complexity and sensitivity of these important privacy issues--a common enough situation that is unfortunately present in a great number of firms and other organizations. Netscape says that at this time they are not saving detailed information gathered via these mechanisms, that they have a privacy policy, and that users who are concerned can turn off all "What's Related" functionalities. I'm perfectly willing to accept all of these statements at face value. But they really miss the key point, in my opinion. It's not what's being done right now that's the issue, but what *can* be done with such a powerful and potentially intrusive infrastructure. Corporate privacy policies can change--they aren't cast in stone, nor are they typically enforceable in any general sense. Companies can be bought by other companies with other views on using such information. Courts and lawyers could file orders and subpoenas requiring such systems be used to provide vast amounts of user data for all manner of civil and criminal investigations and related actions, ranging from frivolous to serious. Persons' browsing histories on the net could be used, or abused, in any number of chilling manners. The *centralization* of this data on a vast scale, made possible by the "What's Related" system, is orders of magnitude more vulnerable to abuse than the sorts of data that individual web sites can collect. The fact that the functions can be turned off (when they default to on, as in this case) is only really useful if users are completely *informed* about how those functions work and what information is being revealed! As it stands right now, the vast majority of users would have no reason to suspect that an innocent little "What's Related" button and functions could result in much of their private browsing behavior being supplied to Netscape and/or potentially other parties. After my earlier reports here in the PRIVACY Forum on this topic, I was recently contacted by a person who has been involved in researching the technical ramifications of Netscape's "What's Related." He and his co-authors have written a relatively brief paper that explains the situation in detail. While I do not at this time have independent information regarding its detailed technical accuracy, Netscape has acknowleged reading the paper, and has not to my knowledge disputed any of the paper's technical discussion. I have asked Netscape for detailed comments addressing the specific points in the paper. They have suggested that such a response may be forthcoming in the future--I will of course keep the PRIVACY Forum readership apprised regarding this. I am hopeful that my continuing discussions with the Netscape privacy representative, and others at Netscape, will be fruitful in terms of moving these issues forward. For now, I urge everyone interested in Web privacy to read the paper referenced below, and I'd be interested in your comments for possible inclusion in the PRIVACY Forum Digest (please send such comments for the Forum to privacy@vortex.com, not to me personally). While the authors of the paper have tended toward some rather emotionally "colorful" language in some respects (e.g., by referring to parts of the "What's Related" system as "our shadow"), the overall quality of the document is very good and I feel that it provides a useful source of information regarding both the technical and some of the more philosophical aspects of these issues. Below is the abstract provided by the paper's authors--the URL for the paper is included within. Again, please send the PRIVACY Forum your comments and thoughts, on all sides of this matter. I'll report back as warranted. Thanks much. --Lauren-- Lauren Weinstein Moderator, PRIVACY Forum http://www.vortex.com ------------ FORWARDED ITEM BEGINS ------------ Date: Wed, 7 Oct 1998 13:10:24 -0400 (EDT) From: C Matthew Curtin <cmcurtin@interhack.net> Subject: What's Related?--Everything But Your Privacy To: PRIVACY Forum <privacy@vortex.com> Netscape's release of version 4.06 and later versions of its web client contain a new feature called "smart browsing", as reported in previous PRIVACY Forum Digests. Intrigued by the undocumented feature, we watched the browser in action with a network sniffer and made some worrisome discoveries. Specifically, in the default configuration, when you press the "what's related" button, the next three URLs you follow are reported back to Netscape, even if these are selected from the user's bookmarks, usenet messages, or private email. And every time you push the button, the "next three" counter is reset, so if you ask "what's related" on every fourth URL you visit, every fetch you make will be reported to Netscape. This behavior is controlled through the "automatically load what's related" option in the "smart browsing" preferences. Two other options are available, "never automatically load what's related", and "always automatically load what's related", which report only the URL you're viewing, and the next 1,000 URLs you view, respectively. With the information sent back to the "what's related server", it is possible for someone with access to that data to build an extremely detailed dossier of individual users' browsing habits, and even in some cases, associate these with the name, address, and telephone number of the user. Our complete report is available on the web at http://www.interhack.net/pubs/whatsrelated/ -- Matt Curtin cmcurtin@interhack.net http://www.interhack.net/people/cmcurtin/ ------------ FORWARDED ITEM ENDS ------------ ------------------------------ Date: Fri, 9 Oct 98 09:44 PDT From: lauren@vortex.com (Lauren Weinstein; PRIVACY Forum Moderator) Subject: DoubleClick's "Boomerang" and Cookies Greetings. I've reported here in the PRIVACY Forum previously regarding privacy issues surrounding the DoubleClick web ad service and my discussions with their management about these topics. An issue that frequently comes up regarding DoubleClick is their preferred use of cookies to track users for ad delivery purposes across multiple sites. In what can certainly be termed a "logical" development, DoubleClick has recently announced a service, with the intriguing name of "Boomerang," which is part of their new "Closed Loop Marketing Solutions." The service reportedly creates personal profiles on web users, based on cookies, online product and services sales, and the information users provide at member sites. Each profile is associated with an ID cookie code, and that code is provided to advertisers so that they can "target" that user with (for example) web banner ads related to the assumed topic area. Advertisers are not told the actual identity of users, according to DoubleClick. Since DoubleClick carries a very wide variety of ads, including an inventory of adult-oriented advertising which some persons find objectionable, there are a considerable number of concerns with this system. In relation to privacy issues, DoubleClick says that they aren't tracking or following users, merely "recognizing" them. As regular readers of PRIVACY Forum know, however, this distinction can be rather complex... The fundamental problem is that many web users may not be interested in having their web browsing habits being associated with particular products or services of any kind, especially without their affirmative permission. As usual, much of this boils down to notification and choice issues. DoubleClick's web site includes a rather benign explanation of cookies in their privacy section, which emphasizes the positive aspects of this mechanism. It is indeed true that cookies have many positive and useful attributes, but it's also important that users understand cookies' potential for abuse as well. It's common for firms to provide cookie explanations that fail to mention the negatives. Microsoft, for example, requires cookies to be enabled (and a registration form filed) to access most of their useful technical Knowledge Base articles. Microsoft's upbeat description of cookies ends with "Cookies are harmless, occupying just a few bytes on your hard drive. They also can be a Web site browser's very good friend." This is at best incomplete, since while cookies *can* be harmless, they can also be used in harmful ways. To its credit, DoubleClick's privacy discussion at their web site does point out that you can opt-out of their ad profiling system by disabling cookies in your browser, and they also offer an "opt-out" cookie that they say will prevent any profiling by DoubleClick but will allow the user to keep their cookies enabled. But of course all of this is predicated on the user being aware in the first place that any of this profiling and passing around of cookies is going on, and knowing to take those protective actions. It's all based on the rather common model that you are rather silently "drafted" to participate unless you explicitly take steps to prevent such participation. Many persons consider this to be a less than optimal situation--for the users, anyway! I personally keep cookies turned off except when visiting specific sites which use cookies in manners I find acceptable (and these do certainly exist). It would of course be helpful if web browsers allowed the user to specifically indicate for which sites they wanted to allow cookie access, rather than having to make these decisions on a global basis affecting all sites they visit. For now, it's important that all web users be as diligent as possible regarding how their browsing habits and other information are being disseminated and exchanged. If you don't wish to participate in particular advertising or other programs, by all means take whatever opt-out options that are available. If such options don't exist and you still don't wish to participate, let the organizations involved know about it. In some cases, you may wish to not patronize such sites--it's your choice! As the user, the power to drive all of this is ultimately in your hands, but only if you make your feelings known! --Lauren-- Lauren Weinstein Moderator, PRIVACY Forum http://www.vortex.com ------------------------------ Date: Fri, 9 Oct 98 10:46 PDT From: lauren@vortex.com (Lauren Weinstein; PRIVACY Forum Moderator) Subject: Wiretapping News Items Greetings. On October 7th, the joint House/Senate committee reconciling versions of the intelligence budget, inserted a highly controversial provision into the Intelligence Authorization Act, authorizing so-called "roving wiretaps." Long requested by the FBI, this action, taken without open Congressional debate, permits wiretaps on any phone lines used by or in the vicinity of targeted individuals, rather than requiring that only specific designated phone lines be tapped. Opponents are concerned that this opens up a much larger number of conversations, potentially between completely uninvolved parties, to interception. Proponents of the authorization argue that modern telecommunications technologies have rendered "fixed" tapping ineffectual at tracking targeted individuals, and that law enforcement capabilities would be seriously diminished without the roving capability. In local news, it was recently reported that the Los Angeles Police Department (LAPD) has been making significant use of judicially-approved wiretaps, some of them lasting for extended periods. Taps included public phones where large numbers of uninvolved persons were monitored. In one case, reportedly five public phones were tapped and over 130,000 conversations were monitored--not a single arrest resulted. Contrary to the California law that requires notification to everyone who was overheard at the conclusion of wiretaps, local authorities now admit that due to an "oversight," in most wiretap cases they didn't notify anybody afterwards. This revelation has already raised the specter of lawsuits and the potential for convictions to be overturned. --Lauren-- Lauren Weinstein Moderator, PRIVACY Forum http://www.vortex.com ------------------------------ Date: Sat, 26 Sep 1998 02:12:43 -0400 From: Tom Evert <evert@uakron.edu> Subject: Ameritech & Privacy Manager There have been some recent articles in newspapers, etc. about Ameritech's roll-out of a new feature called Privacy Manager. Being curious about how it worked and when it would be available in my area, I got on their web site (http://www.ameritech.com) for more information. The initial page has an animated gif that says stop telemarketers, then introducing Privacy Manager. I clicked on the link for more details. Since this information didn't answer my questions, I used their feedback feature. I purposely didn't give my phone number and left my name and e-mail address for an e-mail reply. They called me to answer my questions. I don't know about you, but it seems that Ameritech should have enough sense not to call - especially since my questions were about their Privacy Manager! When they called, I had only been up for a few minutes and wasn't awake enough to ask them why they called. As far as the service itself, there are some problems. In order to have this feature you must have caller ID with name. When someone calls and their number is blocked, unavailable, cell phone, etc. Privacy Manager kicks in and askes the caller to leave their name. No name, the call gets disconnected. Calling someone that has Privacy Manager can also be a problem. If you have a line block, you must state your name of the call won't go through. This new system may help stop some telemarketers from calling but the cost is outrageous - caller ID with name is $8.50 plus another $3.95 for the Privacy Manager. I put an end to almost all my calls by having my number unlisted and removed from several of the reverse directories used around this area. Cost? $1.10 a month for an unlisted number and caller ID line block and some paper, envelopes and stamps to notify the reverse directory companies. Tom Evert ------------------------------ Date: Wed, 30 Sep 1998 17:59:44 -0700 (PDT) From: sinster@darkwater.com (Jon Paul Nollmann) Subject: Re: Cookies Sprach David Kulp: > What cookies offer in addition to URLs is the ability to track the > same user from visit to visit. [...] > In summary, cookies offer no major advance in personal information > monitoring compared to other "server-side" methods that cannot be > controlled by the user. Your enumeration of points is correct, but your conclusion is not. That very ability to track users from visit to visit is precisely the complaint that I and many others have against cookies. And since sites can track us within one visit using entirely server-side methods, the entire concept of cookies is laid bare as being useful only for the purpose of tracking us across visits, which is to say, for the purpose of violating our privacy. Allow me to draw a parallel. Suppose I prick you with a needle. I'm sure we'll all agree that that is very objectionable, but not particularly threatening. Now, suppose I remove your ability to heal... Suddenly, that little needle prick becomes dangerous in the extreme. You may think this parallel is extreme, but I assure you that this is precisely how I and those like me view cookies: while I'm looking at your site, you are constantly assaulting me with little pinpricks, but when I leave I heal entirely... unless you use cookies. Of course, you are correct that I can simply delete the cookie file every time I quit out of my web browser. But that brings us to the opt-in vs. opt-out argument: any method or technique that requires me to do something special to preserve my privacy is objectionable. So in summary: your argument is that cookies only provide a minor privacy loss over 100% server-side tracking, while our argument is that cookies provide no function over 100% server-side tracking other than privacy loss. -- Jon Paul Nollmann ne' Darren Senn sinster@balltech.net ------------------------------ Date: Mon, 14 Sep 1998 16:35:41 -0400 From: Ari Schwartz <ari@cdt.org> Subject: FCC Delays CALEA Until June 2000, Big Privacy Fight Ahead [ From CDT Policy Post 4.19 -- Excerpted by PRIVACY Forum Moderator ] (1) FCC Delays CALEA Until June 2000, Big Privacy Fight Ahead The Federal Communications Commission on Friday, September 11 delayed until June 30, 2000 the effective date of CALEA, the 1994 law requiring telephone carriers to modify their equipment to ensure law enforcement agencies can continue to carry out wiretaps and other surveillances on digital switches. The law had been scheduled to take effect on October 25 of this year. The Commission gave carriers an additional 20 months to complete modifications needed to preserve law enforcement capabilities. The FCC delayed indefinitely implementation of certain expansions in wiretap capability sought by the FBI, including the ability to track wireless phone users, until the Commission could undertake a separate inquiry into the privacy implications of the FBI's demands. The Commission's order and supporting documents are on-line in full text at http://www.cdt.org/digi_tele/FCC911.html ------------------------------ End of PRIVACY Forum Digest 07.17 ************************